Australian Financial Services Licence (AFSL) solutions

If you provide financial services in Australia, in most cases, you’ll need an AFSL

Streamline your AFSL journey with our legal documents, policies and ongoing compliance solutions to ease the regulatory pressure. Developed by Australian lawyers specialising in financial services, our documents provide a high level of trust and reliability.
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AFSL

20 products

Editable Privacy Policy template for Australian businesses. Complies with the Privacy Act 1988 (Cth) & APPs. Suitable for service providers, startups, and eCommerce.

Editable Privacy Policy template for Australian businesses. Complies with the Privacy Act 1988 (Cth) & APPs. Suitable for service providers, startups, and eCommerce.

$199.00

+GST
Complaints Handling Policy Template for AFSL & ACL Holders – Retail & Wholesale Clients

Complaints Handling Policy Template for AFSL & ACL Holders – Retail & Wholesale Clients

$950.00

+GST
Breach Reporting Policy (APRA and ASIC-regulated entities)

Breach Reporting Policy (APRA and ASIC-regulated entities)

$450.00

+GST
Fraud Prevention and Response Policy for Small Businesses & Startups

Fraud Prevention and Response Policy for Small Businesses & Startups

$199.00

+GST
AFSL Compliance Checklist

AFSL Compliance Checklist

$49.00

+GST
AFSL Compliance Calendar

AFSL Compliance Calendar

$99.00

+GST
B1 Proof Organisational Competency

B1 Proof Organisational Competency

$200.00

+GST
Privacy & GDPR Policy Template

Privacy & GDPR Policy Template

$189.00

+GST
B7 Proof Risk Management System Statement

B7 Proof Risk Management System Statement

$400.00

+GST
Obligations Register Template

Obligations Register Template

$99.00

+GST
B5 Financial Resources

B5 Financial Resources

$200.00

+GST
B3 Outsourcing Statement

B3 Outsourcing Statement

$200.00

+GST

Need more than documents?

Our expert team of lawyers can guide you through your AFSL requirements, from application to ongoing risk and compliance obligations. All at a fixed fee.

We offer practical legal support for AFSL holders, fintech, and compliance-led businesses.

Let’s simplify your legal and compliance workload - our team understands the regulatory landscape and speaks your language — let’s talk.

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