Australian Financial Services Licence (AFSL) solutions

If you provide financial services in Australia, in most cases, you’ll need an AFSL

Streamline your AFSL journey with our legal documents, policies and ongoing compliance solutions to ease the regulatory pressure. Developed by Australian lawyers specialising in financial services, our documents provide a high level of trust and reliability.
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AFSL

16 products

Breach Reporting Policy (APRA and ASIC-regulated entities)

Breach Reporting Policy (APRA and ASIC-regulated entities)

$450.00

+GST
Complaints Policy and Procedure

Complaints Policy and Procedure

$400.00

+GST
AFSL Compliance Checklist

AFSL Compliance Checklist

$0.00

+GST
AFSL Compliance Calendar

AFSL Compliance Calendar

$39.00

+GST
B1 Proof Organisational Competency

B1 Proof Organisational Competency

$200.00

+GST
Privacy, Data Breach Reporting, GDPR Compliance Policy and Reporting Forms

Privacy, Data Breach Reporting, GDPR Compliance Policy and Reporting Forms

$150.00

+GST
B7 Proof Risk Management System Statement

B7 Proof Risk Management System Statement

$400.00

+GST
Obligations Register

Obligations Register

$499.00

+GST
B5 Financial Resources

B5 Financial Resources

$200.00

+GST
B3 Outsourcing Statement

B3 Outsourcing Statement

$200.00

+GST
B3 Compliance Arrangements

B3 Compliance Arrangements

$420.00

+GST
B1 Table of Organisational Competency

B1 Table of Organisational Competency

$200.00

+GST

Need more than documents?

Our expert team of lawyers can guide you through your AFSL requirements, from application to ongoing risk and compliance obligations. All at a fixed fee.

We offer practical legal support for AFSL holders, fintech, and compliance-led businesses.

Let’s simplify your legal and compliance workload - our team understands the regulatory landscape and speaks your language — let’s talk.

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