AFSL B3 Proof Template – Compliance Arrangements (ASIC-Aligned)
AFSL B3 Proof Template – Compliance Arrangements (ASIC-Aligned)
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AFSL B3 Compliance Arrangements Template – ASIC-Ready Proof for Licence Applications
AFSL compliance arrangements template - AFSL B3 proof document
This professionally drafted template helps you prepare the B3 Compliance Arrangements Proof required for your AFSL application, demonstrating to ASIC how your organisation implements and manages its compliance obligations.
✅ What’s Included:
- Structured wording to outline:
- Seniority and qualifications of compliance personnel
- Embedded compliance measures in daily operations
- Frequency and nature of compliance reporting
- Client fund management and breach reporting procedures
- A detailed compliance obligations table mapped to ASIC’s Pro Forma 209 licence conditions
📘 Developed in line with:
- Australian Standard AS3806
- ASIC Regulatory Guides - RG 3, RG 104, RG 105, RG 166, and RG 78
📥 Instant download available upon purchase.
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Contact Click Legal at: 📧 hello@clicklegal.com.au
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