B7 Proof Risk Management System Statement

This document is specifically tailored for financial services businesses seeking to meet Australian Financial Services Licence (AFSL) requirements. It provides a comprehensive framework for documenting your company's risk management systems in compliance with Section 912A(1)(h) of the Corporations Act 2001 and ASIC’s Regulatory Guide 104. The document outlines key elements such as risk identification, management processes, reporting structures, and compliance strategies, ensuring alignment with AS ISO 31000:2018 standards. It includes customisable sections for operational risks, financial controls, governance processes, and regulatory adherence, making it ideal for AFSL applications or internal audits. Save time, enhance professionalism, and confidently meet your compliance obligations with this ready-to-use, detailed document.