Free Guide: The Definitive Guide to Conflicts of Interest for AFSL and ACL Holders

AFSL and ACL Compliance

Secure Your Licence. Protect Your Clients. Ensure Compliance.

Navigating the complexities of regulatory obligations can be challenging. Our free, comprehensive guide on Conflicts of Interest is specifically designed for Australian Financial Services Licensees (AFSL) and Australian Credit Licensees (ACL).

A Practical Roadmap to Regulatory Compliance

Protect Your Business, Act in Your Clients' Best Interest

This essential resource breaks down your duties under s912A(1)(aa) of the Corporations Act. It provides a clear, practical framework for managing, controlling, and disclosing conflicts to ensure you always act in the best interests of your clients. Inside, you'll find:

• A detailed analysis of actual, potential, and perceived conflicts.
• The three core mechanisms for management: controlling, avoiding, and disclosing.
• Specific examples for Gifts and Hospitality, Outside Interests, and Personal Securities Accounts.
• Practical steps to build a robust conflicts management policy and procedures.
• Process map, diagrams, and examples.

This guide is your roadmap to compliance and is grounded in the principles of ASIC Regulatory Guide 181.

Download your copy today and build a stronger, more compliant business.

Looking for a complete solution? Our tailored Conflicts of Interest Policy is designed to meet your regulatory obligations. Learn more about how we can help your business thrive.

Contact our financial lawyers hello@clicklegal.com.au

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