Fractional Compliance Officer
We act as your senior compliance partner for licensed & regulated financial services businesses – including AFSL/ACL holders, funds, fintechs, payments & VASP platforms – without the full‑time headcount.
Fractional Compliance Officer Included in Our FGC Plans
Our Fractional Compliance Officer role is usually delivered as part of our Fractional General Counsel subscription. The plans below show typical tiers; we confirm the right tier & scope based on your licences, products & compliance workload.
Inclusions
Basic
Standard
Enhanced
Premium
Enterprise
$2,000/mo. +GST
$4,000/mo. +GST
$6,000/mo. +GST
$8,000/mo. +GST
$10,000/mo. +GST
Core legal & compliance documents tailored to your business
Learn More
Ready-to-Use Core Document Templates
Building your initial licensing framework or preparing for a standard audit can be streamlined with professional industry template. We draft your licensing framework as mandated by ASIC Regulatory Guide 104 (AFSL) and Regulatory Guide 205 (ACL)
- General Licensing Framework Documents: These form the overarching architecture of your licensing framework as mandated by ASIC Regulatory Guide 104 (AFSL) and Regulatory Guide 205 (ACL).
- Competence & Governance Proofs: ASIC places immense focus on the individual integrity and competence of those directing the business.
- Client Protection & Retail Disclosure Logs: If you face retail clients, these disclosure forms are highly legally binding and strictly audited.
- Financial Adequacy & Operational Safeguards: Financial services licenses require strict capital adequacy maintenance overseen via ASIC Regulatory Guide 166 (AFSL) and Regulatory Guide 207 (ACL).
Out of scope
AML programs (refer to our AML/CTF Compliance Officer plans), and operational guides (e.g. manuals and flow charts and how to processes).
Hands‑on implementation support (onsite or online)
Learn More
We help you put the documents into practice, showing your team how to use the new registers, setting up your compliance folder structure, or sitting with staff to answer set-up questions.
Included
Up to 2 x 90-minute implementation sessions per month (virtual or onsite).
Frequency
Monthly.
CAPS
Out of scope
Compliance registers and templates
Learn More
We provide the working tools you need to track compliance, like a Compliance Calendar, Conflicts Register, Breach Register, Risk Register, or Compliance Obligations Register.
Included
Up to 3 template registers (Excel or Word based).
Frequency
One-off setup (first month).
CAPS
Out of scope
Compliance reporting support
Learn More
We help you prepare reports for your board, senior management, or lender (e.g., a compliance dashboard or quarterly update).
Included
Review and input on 1 draft report per month.
Frequency
Quarterly.
CAPS
Out of scope
Standard staff training
Learn More
A pre-prepared training session on general compliance topics (e.g., “Privacy 101,” “Introduction to Regulatory Compliance”).
Included
One 60-minute virtual training session for up to 20 staff, per quarter.
Frequency
Quarterly.
CAPS
Out of scope
Annual review of documents and frameworks
Learn More
Once a year, we look at all the documents we’ve given you to make sure they are still up to date with the law and your business operations.
Included
Review of up to 5 core documents (e.g., T&Cs, Privacy Policy, Contracts, Compliance Manual).
Frequency
Annual.
CAPS
Out of scope
Quarterly Compliance Updates
Learn More
A 30-minute catch-up (video call) to discuss any new regulatory obligations that have popped up in the last 3 months that you need to know about.
Included
One 30-minute briefing call per quarter.
Frequency
Quarterly.
CAPS
Out of scope
Monthly Strategy or Consultation Session
Learn More
A dedicated monthly meeting (up to 1 hour) to talk about your business priorities, upcoming projects, and how to manage compliance risk strategically.
Included
One 60-minute strategy call per month.
Frequency
Monthly.
CAPS
Out of scope
Tailored Training for Staff
Learn More
Bespoke training is designed specifically for your business. We look at your actual risks, policies, and procedures and create a session for your staff based on your documents.
Included
Design and delivery of one 90-minute tailored session per quarter.
Frequency
Quarterly.
CAPS
Out of scope
Regulator & Industry Update Briefings
Learn More
We keep an eye on APRA, ASIC, AFCA, ACCC, AUSTRAC, and other regulators for you. When something changes that matters to your industry, we send you a short email briefing.
Included
Proactive email summaries (up to 2 per month) on relevant regulatory changes.
Frequency
As-needed (up to 2 per month).
CAPS
Out of scope
Dedicated Support Line for Ad-Hoc Advice
Learn More
A direct line for quick questions like, “Can we use this clause?” or “Do we need to report this data breach?”
Included
Up to 8 discrete advice “touches” per month (calls or emails).
Frequency
Monthly.
CAPS
Out of scope
Additional Compliance Documentation
Learn More
Beyond the core docs, we draft other things you need, like board resolutions, process flow charts and compliance checklists.
Included
Up to 3 additional standard documents per quarter.
Frequency
Quarterly (up to 12 per year).
CAPS
Out of scope
Ongoing Strategic Compliance Consultation
Learn More
You have a seat at the table. We act as your executive compliance officer, advising on compliance matters.
Included
Two 60-minute strategic sessions per month.
Frequency
Monthly (2 sessions).
CAPS
Out of scope
Remediation Support & Project Work
Learn More
We help you fix past problems or manage special projects, such as cleaning up a contract database, responding to a historical breach, or managing a licensing application.
Included
Up to 4 hours of project/remediation work per month.
Frequency
Monthly.
CAPS
Out of scope
Regulator Engagement Assistance
Learn More
If APRA, ASIC, AUSTRAC, or another regulator contacts you (for an audit, information request, or investigation), we help you prepare responses and attend meetings.
Included
Review of 2 draft responses per year and a 60-minute prep call per event.
Frequency
As-needed (up to 2 events per year).
CAPS
Out of scope
Click Legal Portal
Learn More
Full access to our legal and compliance resources center and library of over 300 templates, checklists and guides.
Compass by Click Legal
Learn More
Monthly regulatory intelligence publication for regulated financial services and innovative growth businesses.
Each edition provides practical insights into key legal and regulatory developments, together with recommended actions and implementation resources to help your business remain compliant and confidently navigate an evolving regulatory landscape.
Minimum term (6 months)
Learn More
All Click Legal fractional officer roles (General Counsel, AML/CTF Compliance Officer, Complaints Officer, Privacy Officer) carry a 6-month minimum term because these are regulated, accountable functions, not short term project work. The term allows proper onboarding into the client’s risk profile, systems and existing regulatory history, ensures continuity through at least one compliance or reporting cycle, and reflects the standard regulators expect for accountable persons named in governance documentation. It also reflects standard market practice for fractional and embedded advisory engagements more broadly.
Terms: All plans can be tailored to your business needs. Services are available via monthly subscription or daily rates. Listed prices are standard estimates for small to medium enterprises. Final pricing may vary based on the size, complexity, and risk profile of your business. We reserve the right to provide a custom quote. A general compliance enquiry is a question answered by email or on a call, without a document being reviewed or research being required. Tailored documents are simple agreements drafted to your business. Complex documents, anything above your monthly numbers, litigation, transactions and licensing are quoted separately as a fixed fee. Your obligations register is maintained from the documents you give us, so anything signed without telling us will not appear. Fractional General Counsel, AML/CTF CO, Complaints and Privacy Officer sit outside these plans and are available as separate from these plans. All fees are quoted in Australian dollars per month and exclude GST.
Our plans are flexible
These plans are a starting point, not a straitjacket. No business uses exactly four reviews and three documents every month, and we do not expect yours to. If a month runs heavier than usual, we tell you before we start the work and either carry it into the following month or quote it as a fixed fee. Nothing is done quietly and charged to you later. If your needs sit somewhere between two plans, we will build the plan around what you actually need rather than pushing you up a tier. At the end of each six-month term we sit down and review how the plan has worked, and adjust it with you, up or down. Most clients move once, and usually upwards, because the work found them rather than the other way around.
Basic
$2,000/mo. +GST
Core legal & compliance documents tailored to your business
All plans
Ready-to-Use Core Document Templates
Building your initial licensing framework or preparing for a standard audit can be streamlined with professional industry template. We draft your licensing framework as mandated by ASIC Regulatory Guide 104 (AFSL) and Regulatory Guide 205 (ACL)
- General Licensing Framework Documents: These form the overarching architecture of your licensing framework as mandated by ASIC Regulatory Guide 104 (AFSL) and Regulatory Guide 205 (ACL).
- Competence & Governance Proofs: ASIC places immense focus on the individual integrity and competence of those directing the business.
- Client Protection & Retail Disclosure Logs: If you face retail clients, these disclosure forms are highly legally binding and strictly audited.
- Financial Adequacy & Operational Safeguards: Financial services licenses require strict capital adequacy maintenance overseen via ASIC Regulatory Guide 166 (AFSL) and Regulatory Guide 207 (ACL).
Out of scope
AML programs (refer to our AML/CTF Compliance Officer plans), and operational guides (e.g. manuals and flow charts and how to processes).
Click Legal Portal
All plans
Full access to our legal and compliance resources center and library of over 300 templates, checklists and guides.
Compass by Click Legal
All plans
Monthly regulatory intelligence publication for regulated financial services and innovative growth businesses.
Each edition provides practical insights into key legal and regulatory developments, together with recommended actions and implementation resources to help your business remain compliant and confidently navigate an evolving regulatory landscape.
Minimum term (6 months)
All plans
All Click Legal fractional officer roles (General Counsel, AML/CTF Compliance Officer, Complaints Officer, Privacy Officer) carry a 6-month minimum term because these are regulated, accountable functions, not short term project work. The term allows proper onboarding into the client’s risk profile, systems and existing regulatory history, ensures continuity through at least one compliance or reporting cycle, and reflects the standard regulators expect for accountable persons named in governance documentation. It also reflects standard market practice for fractional and embedded advisory engagements more broadly.
Hands‑on implementation support (onsite or online)
Included in Standard, Enhanced, Premium, Enterprise
We help you put the documents into practice, showing your team how to use the new registers, setting up your compliance folder structure, or sitting with staff to answer set-up questions.
Included
Up to 2 x 90-minute implementation sessions per month (virtual or onsite).
Frequency
Monthly.
CAPS
Out of scope
Compliance registers and templates
Included in Standard, Enhanced, Premium, Enterprise
We provide the working tools you need to track compliance, like a Compliance Calendar, Conflicts Register, Breach Register, Risk Register, or Compliance Obligations Register.
Included
Up to 3 template registers (Excel or Word based).
Frequency
One-off setup (first month).
CAPS
Out of scope
Compliance reporting support
Included in Standard, Enhanced, Premium, Enterprise
We help you prepare reports for your board, senior management, or lender (e.g., a compliance dashboard or quarterly update).
Included
Review and input on 1 draft report per month.
Frequency
Quarterly.
CAPS
Out of scope
Standard staff training
Included in Standard, Enhanced, Premium, Enterprise
A pre-prepared training session on general compliance topics (e.g., “Privacy 101,” “Introduction to Regulatory Compliance”).
Included
One 60-minute virtual training session for up to 20 staff, per quarter.
Frequency
Quarterly.
CAPS
Out of scope
Annual review of documents and frameworks
Included in Enhanced, Premium, Enterprise
Once a year, we look at all the documents we’ve given you to make sure they are still up to date with the law and your business operations.
Included
Review of up to 5 core documents (e.g., T&Cs, Privacy Policy, Contracts, Compliance Manual).
Frequency
Annual.
CAPS
Out of scope
Quarterly Compliance Updates
Included in Enhanced, Premium, Enterprise
A 30-minute catch-up (video call) to discuss any new regulatory obligations that have popped up in the last 3 months that you need to know about.
Included
One 30-minute briefing call per quarter.
Frequency
Quarterly.
CAPS
Out of scope
Monthly Strategy or Consultation Session
Included in Enhanced, Premium, Enterprise
A dedicated monthly meeting (up to 1 hour) to talk about your business priorities, upcoming projects, and how to manage compliance risk strategically.
Included
One 60-minute strategy call per month.
Frequency
Monthly.
CAPS
Out of scope
Tailored Training for Staff
Included in Premium, Enterprise
Bespoke training is designed specifically for your business. We look at your actual risks, policies, and procedures and create a session for your staff based on your documents.
Included
Design and delivery of one 90-minute tailored session per quarter.
Frequency
Quarterly.
CAPS
Out of scope
Regulator & Industry Update Briefings
Included in Premium, Enterprise
We keep an eye on APRA, ASIC, AFCA, ACCC, AUSTRAC, and other regulators for you. When something changes that matters to your industry, we send you a short email briefing.
Included
Proactive email summaries (up to 2 per month) on relevant regulatory changes.
Frequency
As-needed (up to 2 per month).
CAPS
Out of scope
Dedicated Support Line for Ad-Hoc Advice
Included in Premium, Enterprise
A direct line for quick questions like, “Can we use this clause?” or “Do we need to report this data breach?”
Included
Up to 8 discrete advice “touches” per month (calls or emails).
Frequency
Monthly.
CAPS
Out of scope
Additional Compliance Documentation
Included in Enterprise
Beyond the core docs, we draft other things you need, like board resolutions, process flow charts and compliance checklists.
Included
Up to 3 additional standard documents per quarter.
Frequency
Quarterly (up to 12 per year).
CAPS
Out of scope
Ongoing Strategic Compliance Consultation
Included in Enterprise
You have a seat at the table. We act as your executive compliance officer, advising on compliance matters.
Included
Two 60-minute strategic sessions per month.
Frequency
Monthly (2 sessions).
CAPS
Out of scope
Remediation Support & Project Work
Included in Enterprise
We help you fix past problems or manage special projects, such as cleaning up a contract database, responding to a historical breach, or managing a licensing application.
Included
Up to 4 hours of project/remediation work per month.
Frequency
Monthly.
CAPS
Out of scope
Regulator Engagement Assistance
Included in Enterprise
If APRA, ASIC, AUSTRAC, or another regulator contacts you (for an audit, information request, or investigation), we help you prepare responses and attend meetings.
Included
Review of 2 draft responses per year and a 60-minute prep call per event.
Frequency
As-needed (up to 2 events per year).
CAPS
Out of scope
Standard
$4,000/mo. +GST
Core legal & compliance documents tailored to your business
All plans
Ready-to-Use Core Document Templates
Building your initial licensing framework or preparing for a standard audit can be streamlined with professional industry template. We draft your licensing framework as mandated by ASIC Regulatory Guide 104 (AFSL) and Regulatory Guide 205 (ACL)
- General Licensing Framework Documents: These form the overarching architecture of your licensing framework as mandated by ASIC Regulatory Guide 104 (AFSL) and Regulatory Guide 205 (ACL).
- Competence & Governance Proofs: ASIC places immense focus on the individual integrity and competence of those directing the business.
- Client Protection & Retail Disclosure Logs: If you face retail clients, these disclosure forms are highly legally binding and strictly audited.
- Financial Adequacy & Operational Safeguards: Financial services licenses require strict capital adequacy maintenance overseen via ASIC Regulatory Guide 166 (AFSL) and Regulatory Guide 207 (ACL).
Out of scope
AML programs (refer to our AML/CTF Compliance Officer plans), and operational guides (e.g. manuals and flow charts and how to processes).
Hands‑on implementation support (onsite or online)
Included in Standard, Enhanced, Premium, Enterprise
We help you put the documents into practice, showing your team how to use the new registers, setting up your compliance folder structure, or sitting with staff to answer set-up questions.
Included
Up to 2 x 90-minute implementation sessions per month (virtual or onsite).
Frequency
Monthly.
CAPS
Out of scope
Compliance registers and templates
Included in Standard, Enhanced, Premium, Enterprise
We provide the working tools you need to track compliance, like a Compliance Calendar, Conflicts Register, Breach Register, Risk Register, or Compliance Obligations Register.
Included
Up to 3 template registers (Excel or Word based).
Frequency
One-off setup (first month).
CAPS
Out of scope
Compliance reporting support
Included in Standard, Enhanced, Premium, Enterprise
We help you prepare reports for your board, senior management, or lender (e.g., a compliance dashboard or quarterly update).
Included
Review and input on 1 draft report per month.
Frequency
Quarterly.
CAPS
Out of scope
Standard staff training
Included in Standard, Enhanced, Premium, Enterprise
A pre-prepared training session on general compliance topics (e.g., “Privacy 101,” “Introduction to Regulatory Compliance”).
Included
One 60-minute virtual training session for up to 20 staff, per quarter.
Frequency
Quarterly.
CAPS
Out of scope
Click Legal Portal
All plans
Full access to our legal and compliance resources center and library of over 300 templates, checklists and guides.
Compass by Click Legal
All plans
Monthly regulatory intelligence publication for regulated financial services and innovative growth businesses.
Each edition provides practical insights into key legal and regulatory developments, together with recommended actions and implementation resources to help your business remain compliant and confidently navigate an evolving regulatory landscape.
Minimum term (6 months)
All plans
All Click Legal fractional officer roles (General Counsel, AML/CTF Compliance Officer, Complaints Officer, Privacy Officer) carry a 6-month minimum term because these are regulated, accountable functions, not short term project work. The term allows proper onboarding into the client’s risk profile, systems and existing regulatory history, ensures continuity through at least one compliance or reporting cycle, and reflects the standard regulators expect for accountable persons named in governance documentation. It also reflects standard market practice for fractional and embedded advisory engagements more broadly.
Annual review of documents and frameworks
Included in Enhanced, Premium, Enterprise
Once a year, we look at all the documents we’ve given you to make sure they are still up to date with the law and your business operations.
Included
Review of up to 5 core documents (e.g., T&Cs, Privacy Policy, Contracts, Compliance Manual).
Frequency
Annual.
CAPS
Out of scope
Quarterly Compliance Updates
Included in Enhanced, Premium, Enterprise
A 30-minute catch-up (video call) to discuss any new regulatory obligations that have popped up in the last 3 months that you need to know about.
Included
One 30-minute briefing call per quarter.
Frequency
Quarterly.
CAPS
Out of scope
Monthly Strategy or Consultation Session
Included in Enhanced, Premium, Enterprise
A dedicated monthly meeting (up to 1 hour) to talk about your business priorities, upcoming projects, and how to manage compliance risk strategically.
Included
One 60-minute strategy call per month.
Frequency
Monthly.
CAPS
Out of scope
Tailored Training for Staff
Included in Premium, Enterprise
Bespoke training is designed specifically for your business. We look at your actual risks, policies, and procedures and create a session for your staff based on your documents.
Included
Design and delivery of one 90-minute tailored session per quarter.
Frequency
Quarterly.
CAPS
Out of scope
Regulator & Industry Update Briefings
Included in Premium, Enterprise
We keep an eye on APRA, ASIC, AFCA, ACCC, AUSTRAC, and other regulators for you. When something changes that matters to your industry, we send you a short email briefing.
Included
Proactive email summaries (up to 2 per month) on relevant regulatory changes.
Frequency
As-needed (up to 2 per month).
CAPS
Out of scope
Dedicated Support Line for Ad-Hoc Advice
Included in Premium, Enterprise
A direct line for quick questions like, “Can we use this clause?” or “Do we need to report this data breach?”
Included
Up to 8 discrete advice “touches” per month (calls or emails).
Frequency
Monthly.
CAPS
Out of scope
Additional Compliance Documentation
Included in Enterprise
Beyond the core docs, we draft other things you need, like board resolutions, process flow charts and compliance checklists.
Included
Up to 3 additional standard documents per quarter.
Frequency
Quarterly (up to 12 per year).
CAPS
Out of scope
Ongoing Strategic Compliance Consultation
Included in Enterprise
You have a seat at the table. We act as your executive compliance officer, advising on compliance matters.
Included
Two 60-minute strategic sessions per month.
Frequency
Monthly (2 sessions).
CAPS
Out of scope
Remediation Support & Project Work
Included in Enterprise
We help you fix past problems or manage special projects, such as cleaning up a contract database, responding to a historical breach, or managing a licensing application.
Included
Up to 4 hours of project/remediation work per month.
Frequency
Monthly.
CAPS
Out of scope
Regulator Engagement Assistance
Included in Enterprise
If APRA, ASIC, AUSTRAC, or another regulator contacts you (for an audit, information request, or investigation), we help you prepare responses and attend meetings.
Included
Review of 2 draft responses per year and a 60-minute prep call per event.
Frequency
As-needed (up to 2 events per year).
CAPS
Out of scope
Enhanced
$6,000/mo. +GST
Core legal & compliance documents tailored to your business
All plans
Ready-to-Use Core Document Templates
Building your initial licensing framework or preparing for a standard audit can be streamlined with professional industry template. We draft your licensing framework as mandated by ASIC Regulatory Guide 104 (AFSL) and Regulatory Guide 205 (ACL)
- General Licensing Framework Documents: These form the overarching architecture of your licensing framework as mandated by ASIC Regulatory Guide 104 (AFSL) and Regulatory Guide 205 (ACL).
- Competence & Governance Proofs: ASIC places immense focus on the individual integrity and competence of those directing the business.
- Client Protection & Retail Disclosure Logs: If you face retail clients, these disclosure forms are highly legally binding and strictly audited.
- Financial Adequacy & Operational Safeguards: Financial services licenses require strict capital adequacy maintenance overseen via ASIC Regulatory Guide 166 (AFSL) and Regulatory Guide 207 (ACL).
Out of scope
AML programs (refer to our AML/CTF Compliance Officer plans), and operational guides (e.g. manuals and flow charts and how to processes).
Hands‑on implementation support (onsite or online)
Included in Standard, Enhanced, Premium, Enterprise
We help you put the documents into practice, showing your team how to use the new registers, setting up your compliance folder structure, or sitting with staff to answer set-up questions.
Included
Up to 2 x 90-minute implementation sessions per month (virtual or onsite).
Frequency
Monthly.
CAPS
Out of scope
Compliance registers and templates
Included in Standard, Enhanced, Premium, Enterprise
We provide the working tools you need to track compliance, like a Compliance Calendar, Conflicts Register, Breach Register, Risk Register, or Compliance Obligations Register.
Included
Up to 3 template registers (Excel or Word based).
Frequency
One-off setup (first month).
CAPS
Out of scope
Compliance reporting support
Included in Standard, Enhanced, Premium, Enterprise
We help you prepare reports for your board, senior management, or lender (e.g., a compliance dashboard or quarterly update).
Included
Review and input on 1 draft report per month.
Frequency
Quarterly.
CAPS
Out of scope
Standard staff training
Included in Standard, Enhanced, Premium, Enterprise
A pre-prepared training session on general compliance topics (e.g., “Privacy 101,” “Introduction to Regulatory Compliance”).
Included
One 60-minute virtual training session for up to 20 staff, per quarter.
Frequency
Quarterly.
CAPS
Out of scope
Annual review of documents and frameworks
Included in Enhanced, Premium, Enterprise
Once a year, we look at all the documents we’ve given you to make sure they are still up to date with the law and your business operations.
Included
Review of up to 5 core documents (e.g., T&Cs, Privacy Policy, Contracts, Compliance Manual).
Frequency
Annual.
CAPS
Out of scope
Quarterly Compliance Updates
Included in Enhanced, Premium, Enterprise
A 30-minute catch-up (video call) to discuss any new regulatory obligations that have popped up in the last 3 months that you need to know about.
Included
One 30-minute briefing call per quarter.
Frequency
Quarterly.
CAPS
Out of scope
Monthly Strategy or Consultation Session
Included in Enhanced, Premium, Enterprise
A dedicated monthly meeting (up to 1 hour) to talk about your business priorities, upcoming projects, and how to manage compliance risk strategically.
Included
One 60-minute strategy call per month.
Frequency
Monthly.
CAPS
Out of scope
Compass by Click Legal
All plans
Monthly regulatory intelligence publication for regulated financial services and innovative growth businesses.
Each edition provides practical insights into key legal and regulatory developments, together with recommended actions and implementation resources to help your business remain compliant and confidently navigate an evolving regulatory landscape.
Click Legal Portal
All plans
Full access to our legal and compliance resources center and library of over 300 templates, checklists and guides.
Minimum term (6 months)
All plans
All Click Legal fractional officer roles (General Counsel, AML/CTF Compliance Officer, Complaints Officer, Privacy Officer) carry a 6-month minimum term because these are regulated, accountable functions, not short term project work. The term allows proper onboarding into the client’s risk profile, systems and existing regulatory history, ensures continuity through at least one compliance or reporting cycle, and reflects the standard regulators expect for accountable persons named in governance documentation. It also reflects standard market practice for fractional and embedded advisory engagements more broadly.
Tailored Training for Staff
Included in Premium, Enterprise
Bespoke training is designed specifically for your business. We look at your actual risks, policies, and procedures and create a session for your staff based on your documents.
Included
Design and delivery of one 90-minute tailored session per quarter.
Frequency
Quarterly.
CAPS
Out of scope
Regulator & Industry Update Briefings
Included in Premium, Enterprise
We keep an eye on APRA, ASIC, AFCA, ACCC, AUSTRAC, and other regulators for you. When something changes that matters to your industry, we send you a short email briefing.
Included
Proactive email summaries (up to 2 per month) on relevant regulatory changes.
Frequency
As-needed (up to 2 per month).
CAPS
Out of scope
Dedicated Support Line for Ad-Hoc Advice
Included in Premium, Enterprise
A direct line for quick questions like, “Can we use this clause?” or “Do we need to report this data breach?”
Included
Up to 8 discrete advice “touches” per month (calls or emails).
Frequency
Monthly.
CAPS
Out of scope
Additional Compliance Documentation
Included in Enterprise
Beyond the core docs, we draft other things you need, like board resolutions, process flow charts and compliance checklists.
Included
Up to 3 additional standard documents per quarter.
Frequency
Quarterly (up to 12 per year).
CAPS
Out of scope
Ongoing Strategic Compliance Consultation
Included in Enterprise
You have a seat at the table. We act as your executive compliance officer, advising on compliance matters.
Included
Two 60-minute strategic sessions per month.
Frequency
Monthly (2 sessions).
CAPS
Out of scope
Remediation Support & Project Work
Included in Enterprise
We help you fix past problems or manage special projects, such as cleaning up a contract database, responding to a historical breach, or managing a licensing application.
Included
Up to 4 hours of project/remediation work per month.
Frequency
Monthly.
CAPS
Out of scope
Regulator Engagement Assistance
Included in Enterprise
If APRA, ASIC, AUSTRAC, or another regulator contacts you (for an audit, information request, or investigation), we help you prepare responses and attend meetings.
Included
Review of 2 draft responses per year and a 60-minute prep call per event.
Frequency
As-needed (up to 2 events per year).
CAPS
Out of scope
Premium
$8,000/mo. +GST
Core legal & compliance documents tailored to your business
All plans
Ready-to-Use Core Document Templates
Building your initial licensing framework or preparing for a standard audit can be streamlined with professional industry template. We draft your licensing framework as mandated by ASIC Regulatory Guide 104 (AFSL) and Regulatory Guide 205 (ACL)
- General Licensing Framework Documents: These form the overarching architecture of your licensing framework as mandated by ASIC Regulatory Guide 104 (AFSL) and Regulatory Guide 205 (ACL).
- Competence & Governance Proofs: ASIC places immense focus on the individual integrity and competence of those directing the business.
- Client Protection & Retail Disclosure Logs: If you face retail clients, these disclosure forms are highly legally binding and strictly audited.
- Financial Adequacy & Operational Safeguards: Financial services licenses require strict capital adequacy maintenance overseen via ASIC Regulatory Guide 166 (AFSL) and Regulatory Guide 207 (ACL).
Out of scope
AML programs (refer to our AML/CTF Compliance Officer plans), and operational guides (e.g. manuals and flow charts and how to processes).
Hands‑on implementation support (onsite or online)
Included in Standard, Enhanced, Premium, Enterprise
We help you put the documents into practice, showing your team how to use the new registers, setting up your compliance folder structure, or sitting with staff to answer set-up questions.
Included
Up to 2 x 90-minute implementation sessions per month (virtual or onsite).
Frequency
Monthly.
CAPS
Out of scope
Compliance registers and templates
Included in Standard, Enhanced, Premium, Enterprise
We provide the working tools you need to track compliance, like a Compliance Calendar, Conflicts Register, Breach Register, Risk Register, or Compliance Obligations Register.
Included
Up to 3 template registers (Excel or Word based).
Frequency
One-off setup (first month).
CAPS
Out of scope
Compliance reporting support
Included in Standard, Enhanced, Premium, Enterprise
We help you prepare reports for your board, senior management, or lender (e.g., a compliance dashboard or quarterly update).
Included
Review and input on 1 draft report per month.
Frequency
Quarterly.
CAPS
Out of scope
Standard staff training
Included in Standard, Enhanced, Premium, Enterprise
A pre-prepared training session on general compliance topics (e.g., “Privacy 101,” “Introduction to Regulatory Compliance”).
Included
One 60-minute virtual training session for up to 20 staff, per quarter.
Frequency
Quarterly.
CAPS
Out of scope
Annual review of documents and frameworks
Included in Enhanced, Premium, Enterprise
Once a year, we look at all the documents we’ve given you to make sure they are still up to date with the law and your business operations.
Included
Review of up to 5 core documents (e.g., T&Cs, Privacy Policy, Contracts, Compliance Manual).
Frequency
Annual.
CAPS
Out of scope
Quarterly Compliance Updates
Included in Enhanced, Premium, Enterprise
A 30-minute catch-up (video call) to discuss any new regulatory obligations that have popped up in the last 3 months that you need to know about.
Included
One 30-minute briefing call per quarter.
Frequency
Quarterly.
CAPS
Out of scope
Monthly Strategy or Consultation Session
Included in Enhanced, Premium, Enterprise
A dedicated monthly meeting (up to 1 hour) to talk about your business priorities, upcoming projects, and how to manage compliance risk strategically.
Included
One 60-minute strategy call per month.
Frequency
Monthly.
CAPS
Out of scope
Tailored Training for Staff
Included in Premium, Enterprise
Bespoke training is designed specifically for your business. We look at your actual risks, policies, and procedures and create a session for your staff based on your documents.
Included
Design and delivery of one 90-minute tailored session per quarter.
Frequency
Quarterly.
CAPS
Out of scope
Regulator & Industry Update Briefings
Included in Premium, Enterprise
We keep an eye on APRA, ASIC, AFCA, ACCC, AUSTRAC, and other regulators for you. When something changes that matters to your industry, we send you a short email briefing.
Included
Proactive email summaries (up to 2 per month) on relevant regulatory changes.
Frequency
As-needed (up to 2 per month).
CAPS
Out of scope
Dedicated Support Line for Ad-Hoc Advice
Included in Premium, Enterprise
A direct line for quick questions like, “Can we use this clause?” or “Do we need to report this data breach?”
Included
Up to 8 discrete advice “touches” per month (calls or emails).
Frequency
Monthly.
CAPS
Out of scope
Click Legal Portal
All plans
Full access to our legal and compliance resources center and library of over 300 templates, checklists and guides.
Compass by Click Legal
All plans
Monthly regulatory intelligence publication for regulated financial services and innovative growth businesses.
Each edition provides practical insights into key legal and regulatory developments, together with recommended actions and implementation resources to help your business remain compliant and confidently navigate an evolving regulatory landscape.
Minimum term (6 months)
All plans
All Click Legal fractional officer roles (General Counsel, AML/CTF Compliance Officer, Complaints Officer, Privacy Officer) carry a 6-month minimum term because these are regulated, accountable functions, not short term project work. The term allows proper onboarding into the client’s risk profile, systems and existing regulatory history, ensures continuity through at least one compliance or reporting cycle, and reflects the standard regulators expect for accountable persons named in governance documentation. It also reflects standard market practice for fractional and embedded advisory engagements more broadly.
Additional Compliance Documentation
Included in Enterprise
Beyond the core docs, we draft other things you need, like board resolutions, process flow charts and compliance checklists.
Included
Up to 3 additional standard documents per quarter.
Frequency
Quarterly (up to 12 per year).
CAPS
Out of scope
Ongoing Strategic Compliance Consultation
Included in Enterprise
You have a seat at the table. We act as your executive compliance officer, advising on compliance matters.
Included
Two 60-minute strategic sessions per month.
Frequency
Monthly (2 sessions).
CAPS
Out of scope
Remediation Support & Project Work
Included in Enterprise
We help you fix past problems or manage special projects, such as cleaning up a contract database, responding to a historical breach, or managing a licensing application.
Included
Up to 4 hours of project/remediation work per month.
Frequency
Monthly.
CAPS
Out of scope
Regulator Engagement Assistance
Included in Enterprise
If APRA, ASIC, AUSTRAC, or another regulator contacts you (for an audit, information request, or investigation), we help you prepare responses and attend meetings.
Included
Review of 2 draft responses per year and a 60-minute prep call per event.
Frequency
As-needed (up to 2 events per year).
CAPS
Out of scope
Enterprise
$10,000/mo. +GST
Core legal & compliance documents tailored to your business
All plans
Ready-to-Use Core Document Templates
Building your initial licensing framework or preparing for a standard audit can be streamlined with professional industry template. We draft your licensing framework as mandated by ASIC Regulatory Guide 104 (AFSL) and Regulatory Guide 205 (ACL)
- General Licensing Framework Documents: These form the overarching architecture of your licensing framework as mandated by ASIC Regulatory Guide 104 (AFSL) and Regulatory Guide 205 (ACL).
- Competence & Governance Proofs: ASIC places immense focus on the individual integrity and competence of those directing the business.
- Client Protection & Retail Disclosure Logs: If you face retail clients, these disclosure forms are highly legally binding and strictly audited.
- Financial Adequacy & Operational Safeguards: Financial services licenses require strict capital adequacy maintenance overseen via ASIC Regulatory Guide 166 (AFSL) and Regulatory Guide 207 (ACL).
Out of scope
AML programs (refer to our AML/CTF Compliance Officer plans), and operational guides (e.g. manuals and flow charts and how to processes).
Hands‑on implementation support (onsite or online)
Included in Standard, Enhanced, Premium, Enterprise
We help you put the documents into practice, showing your team how to use the new registers, setting up your compliance folder structure, or sitting with staff to answer set-up questions.
Included
Up to 2 x 90-minute implementation sessions per month (virtual or onsite).
Frequency
Monthly.
CAPS
Out of scope
Compliance registers and templates
Included in Standard, Enhanced, Premium, Enterprise
We provide the working tools you need to track compliance, like a Compliance Calendar, Conflicts Register, Breach Register, Risk Register, or Compliance Obligations Register.
Included
Up to 3 template registers (Excel or Word based).
Frequency
One-off setup (first month).
CAPS
Out of scope
Compliance reporting support
Included in Standard, Enhanced, Premium, Enterprise
We help you prepare reports for your board, senior management, or lender (e.g., a compliance dashboard or quarterly update).
Included
Review and input on 1 draft report per month.
Frequency
Quarterly.
CAPS
Out of scope
Standard staff training
Included in Standard, Enhanced, Premium, Enterprise
A pre-prepared training session on general compliance topics (e.g., “Privacy 101,” “Introduction to Regulatory Compliance”).
Included
One 60-minute virtual training session for up to 20 staff, per quarter.
Frequency
Quarterly.
CAPS
Out of scope
Annual review of documents and frameworks
Included in Enhanced, Premium, Enterprise
Once a year, we look at all the documents we’ve given you to make sure they are still up to date with the law and your business operations.
Included
Review of up to 5 core documents (e.g., T&Cs, Privacy Policy, Contracts, Compliance Manual).
Frequency
Annual.
CAPS
Out of scope
Quarterly Compliance Updates
Included in Enhanced, Premium, Enterprise
A 30-minute catch-up (video call) to discuss any new regulatory obligations that have popped up in the last 3 months that you need to know about.
Included
One 30-minute briefing call per quarter.
Frequency
Quarterly.
CAPS
Out of scope
Monthly Strategy or Consultation Session
Included in Enhanced, Premium, Enterprise
A dedicated monthly meeting (up to 1 hour) to talk about your business priorities, upcoming projects, and how to manage compliance risk strategically.
Included
One 60-minute strategy call per month.
Frequency
Monthly.
CAPS
Out of scope
Tailored Training for Staff
Included in Premium, Enterprise
Bespoke training is designed specifically for your business. We look at your actual risks, policies, and procedures and create a session for your staff based on your documents.
Included
Design and delivery of one 90-minute tailored session per quarter.
Frequency
Quarterly.
CAPS
Out of scope
Regulator & Industry Update Briefings
Included in Premium, Enterprise
We keep an eye on APRA, ASIC, AFCA, ACCC, AUSTRAC, and other regulators for you. When something changes that matters to your industry, we send you a short email briefing.
Included
Proactive email summaries (up to 2 per month) on relevant regulatory changes.
Frequency
As-needed (up to 2 per month).
CAPS
Out of scope
Dedicated Support Line for Ad-Hoc Advice
Included in Premium, Enterprise
A direct line for quick questions like, “Can we use this clause?” or “Do we need to report this data breach?”
Included
Up to 8 discrete advice “touches” per month (calls or emails).
Frequency
Monthly.
CAPS
Out of scope
Additional Compliance Documentation
Included in Enterprise
Beyond the core docs, we draft other things you need, like board resolutions, process flow charts and compliance checklists.
Included
Up to 3 additional standard documents per quarter.
Frequency
Quarterly (up to 12 per year).
CAPS
Out of scope
Ongoing Strategic Compliance Consultation
Included in Enterprise
You have a seat at the table. We act as your executive compliance officer, advising on compliance matters.
Included
Two 60-minute strategic sessions per month.
Frequency
Monthly (2 sessions).
CAPS
Out of scope
Remediation Support & Project Work
Included in Enterprise
We help you fix past problems or manage special projects, such as cleaning up a contract database, responding to a historical breach, or managing a licensing application.
Included
Up to 4 hours of project/remediation work per month.
Frequency
Monthly.
CAPS
Out of scope
Regulator Engagement Assistance
Included in Enterprise
If APRA, ASIC, AUSTRAC, or another regulator contacts you (for an audit, information request, or investigation), we help you prepare responses and attend meetings.
Included
Review of 2 draft responses per year and a 60-minute prep call per event.
Frequency
As-needed (up to 2 events per year).
CAPS
Out of scope
Click Legal Portal
All plans
Full access to our legal and compliance resources center and library of over 300 templates, checklists and guides.
Compass by Click Legal
All plans
Monthly regulatory intelligence publication for regulated financial services and innovative growth businesses.
Each edition provides practical insights into key legal and regulatory developments, together with recommended actions and implementation resources to help your business remain compliant and confidently navigate an evolving regulatory landscape.
Minimum term (6 months)
All plans
All Click Legal fractional officer roles (General Counsel, AML/CTF Compliance Officer, Complaints Officer, Privacy Officer) carry a 6-month minimum term because these are regulated, accountable functions, not short term project work. The term allows proper onboarding into the client’s risk profile, systems and existing regulatory history, ensures continuity through at least one compliance or reporting cycle, and reflects the standard regulators expect for accountable persons named in governance documentation. It also reflects standard market practice for fractional and embedded advisory engagements more broadly.
Terms: All plans can be tailored to your business needs. Services are available via monthly subscription or daily rates. Listed prices are standard estimates for small to medium enterprises. Final pricing may vary based on the size, complexity, and risk profile of your business. We reserve the right to provide a custom quote. A general compliance enquiry is a question answered by email or on a call, without a document being reviewed or research being required. Tailored documents are simple agreements drafted to your business. Complex documents, anything above your monthly numbers, litigation, transactions and licensing are quoted separately as a fixed fee. Your obligations register is maintained from the documents you give us, so anything signed without telling us will not appear. Fractional General Counsel, AML/CTF CO, Complaints and Privacy Officer sit outside these plans and are available as separate from these plans. All fees are quoted in Australian dollars per month and exclude GST.
Our plans are flexible
These plans are a starting point, not a straitjacket. No business uses exactly four reviews and three documents every month, and we do not expect yours to. If a month runs heavier than usual, we tell you before we start the work and either carry it into the following month or quote it as a fixed fee. Nothing is done quietly and charged to you later. If your needs sit somewhere between two plans, we will build the plan around what you actually need rather than pushing you up a tier. At the end of each six-month term we sit down and review how the plan has worked, and adjust it with you, up or down. Most clients move once, and usually upwards, because the work found them rather than the other way around.
