AFSL B5 Financial Resources Template: Click Legal document outlining adequacy of financial resources for company application.
AFSL B5 Financial Resources Template: Financial statement compliance document.
AFSL B5 Financial Resources Template: Click Legal document outlining financial requirements, solvency, and compliance for a new company.

AFSL Financial Resources Template (Formerly B5)

Formerly ASIC B5 financial resources proof

Original price was: $270.00.Current price is: $199.00. +GST

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Use this template to:
  • Prepare an RG 166-aligned financial resources summary for ASIC
  • Present balance sheet, P&L and supporting notes in a clear structure
  • Demonstrate ongoing financial capacity under s 912A of the Corporations Act
  • Get ready for the requirements-stage review before ASIC asks for details

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AFSL Financial Resources Template (Formerly B5) document page outlining financial requirements and compliance.

About this Document

Use this template if you:
  • Are applying for a new AFSL or varying an existing licence
  • Need to show ASIC that you have adequate financial resources at all times
  • Want your financial information structured in line with RG 166 expectations
  • Prefer an editable framework rather than designing your own statements layout
It is suited to:
  • Generic advisers & wholesale AFSL applicants
  • Funds management, platforms & fintech AFSLs
  • Limited AFSLs, accountants & financial planners
  • Other AFSL applicants who must meet RG 166 financial requirements
What this template covers:
  • A simple structure for presenting balance sheet and profit & loss information
  • Space to include cash flow information or projections where relevant
  • Prompts to explain capital position, key assumptions & buffers
  • Headings and wording that reflect RG 166 financial resources concepts
How it fits the current ASIC process:ASIC no longer requires an upfront “B5 Financial Resources” proof at the time of lodgement, but the same financial information is now typically requested at the requirements stage after in-principle approval. This template helps you assemble that financial resources summary in advance so you can respond quickly and consistently when ASIC asks for it.

You receive an editable Word document with placeholders for your company name, ABN, business type and financial data, so you can tailor it to your model and keep it aligned with your AFSL authorisations and other proofs.

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